Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Haas is a financial professional in Milwaukee, WI. John is registered with Northwestern Mutual Investment Services, LLC and has been in the industry since December 10, 2015. John holds the Series 6, 7TO and 63 licenses. John can provide investment advice for various clients including corporations, individuals, and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WI
04/28/2016 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
WI
10/01/2015 - 02/16/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (GERMANTOWN WI)
BC
Issued 10/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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