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John Michael Grause

Rothschild & Co. US Inc.

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About John Michael Grause

John Michael Grause is a financial professional with over 3 years of experience in the industry. John is currently registered with Rothschild & Co. US Inc. in New York. John has passed the Series 63, Series 79, and SIE exams. John was previously registered with CIBC World Markets Corp. in New York.

Firm Information

John Grause is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Grause’s Registration & Firm History

NY

02/13/2020 - Present

Rothschild & Co. US Inc. (NEW YORK NY)

NY

03/20/2017 - 02/04/2020

CIBC WORLD MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/28/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/20/2017

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Michael Grause.
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