Unclaimed
John Michael Getz is a financial professional with over 15 years of experience in the financial services industry. John has a strong background in investment banking and is currently registered with TD Securities (USA) LLC. Previously, John worked at RBC Capital Markets, LLC and Deutsche Bank Securities Inc. John holds the Series 7, 63, SIE, and 79TO licenses and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/15/2021 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
07/03/2018 - 02/09/2021
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
10/19/2007 - 07/10/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 01/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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