Unclaimed
John Michael Geremia has over 30 years of experience in the financial services industry. John is currently registered with Commerz Markets LLC, a broker-dealer. John previously worked at WestLB Securities Inc., BrokerTec USA, LLC, Fahnestock & Co. Inc., Garban LLC, SG Cowen Securities Corporation, Daiwa Securities America Inc., and Prudential Securities Incorporated. John holds Series 7, Series 63, Series 24, and Series 12 licenses and is registered in Connecticut, Georgia, Illinois, Massachusetts, New Jersey, New Mexico, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/05/2009 - Present
Commerz Markets LLC (NEW YORK NY)
NA
06/18/2003 - 01/09/2009
WESTLB SECURITIES INC. (LONDON )
NY
04/17/2001 - 05/13/2003
BROKERTEC USA, L.L.C. (NEW YORK NY)
NY
05/04/2000 - 04/19/2001
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
08/18/1999 - 05/02/2000
GARBAN LLC (NEW YORK NY)
NY
07/09/1997 - 07/12/1999
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
05/22/1992 - 07/08/1997
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
NY
04/15/1991 - 03/09/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 11/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/1995
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/09/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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