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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Gavin is an investment advisor representative with Empirical Research Partners LLC. John Michael Gavin has been in the industry since 2011. John Michael Gavin is also a registered investment advisor in New York. Previously, John Michael Gavin was associated with Cornerstone Macro LLC and Wolfe Research Securities. John Michael Gavin holds the Series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
See schedule d - miscellaneous for explanation.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
See schedule d - miscellaneous for explanation.
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2
NY
08/23/2023 - Present
Empirical Research Partners LLC (NEW YORK NY)
NY
05/29/2014 - 12/21/2015
CORNERSTONE MACRO LLC (New York NY)
NY
10/11/2011 - 05/20/2013
WOLFE RESEARCH SECURITIES (NEW YORK NY)
NY
09/16/2011 - 09/20/2011
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
IA
Issued 06/28/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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