Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Frith is a securities professional with over 20 years of experience in the financial services industry. John is currently registered with National Financial Services LLC and is actively involved in the securities industry. John has held prior positions with Fidelity Brokerage Services LLC and National Financial Services LLC. John is a Series 7, 9, 10, 63, 99TO and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
10/07/2016 - Present
National Financial Services LLC (COVINGTON KY)
KY
06/28/2013 - 05/03/2016
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
05/24/2007 - 07/02/2013
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
04/25/2000 - 12/07/2006
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 09/29/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/31/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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