Unclaimed
John Michael Fiore is a financial advisor with Cetera Investment Advisers LLC. John has been in the financial services industry for 10 years and has experience working with individuals, corporations, and charitable organizations. John is registered with FINRA as a Registered Representative and with the state of Florida as an Investment Advisor Representative. John is a Series 7, Series 6, Series 63, and Series 66 licensed professional. In addition, John has been working with Regions Bank since July 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
05/07/2024 - Present
Cetera Investment Advisers LLC (JACKSONVILLE FL)
FL
03/18/2014 - 11/07/2017
LPL FINANCIAL LLC (FLEMING ISLAND FL)
FL
11/06/2012 - 03/20/2014
CUNA BROKERAGE SERVICES, INC. (ORANGE PARK FL)
FL
09/11/2008 - 01/11/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
NY
11/07/2007 - 06/23/2008
WACHOVIA SECURITIES, LLC (WHITE PLAINS NY)
NY
06/12/2006 - 03/16/2007
CHASE INVESTMENT SERVICES CORP. (WEST BABYLON NY)
NY
01/26/1999 - 07/26/1999
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
OH
04/22/1998 - 05/18/1998
CREATIVE CAPITAL MANAGEMENT CORPORATION (CLEVELAND OH)
NY
02/06/1998 - 04/06/1998
GAINES, BERLAND INC. (BETHPAGE NY)
BOTH
Issued 03/15/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/11/2023
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2008
Series 7 - General Securities Representative Examination
BC
Issued 06/09/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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