Unclaimed
John Michael Ernst is a financial advisor registered with Edward Jones, a well-established brokerage firm. John has been a registered representative for over 19 years. His experience includes both brokerage and investment advisory services. John’s career in the financial services industry began in 2004 with A.G. Edwards & Sons, Inc. He has worked for several other firms including Wachovia Securities, LLC and Country Capital Management Company. John holds Series 63, Series 66 and Series 7 securities licenses as well as the SIE exam. John has a branch office in Quincy, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
12/27/2018 - Present
Edward Jones (QUINCY IL)
IL
04/09/2008 - 08/07/2008
COUNTRY CAPITAL MANAGEMENT COMPANY (BEARDSTOWN IL)
IL
01/01/2008 - 03/25/2008
WACHOVIA SECURITIES, LLC (SPRINGFIELD IL)
IL
09/08/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SPRINGFIELD IL)
BOTH
Issued 09/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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