Unclaimed
John Michael Entz is a financial professional with over 30 years of experience in the industry. John has a broad background, having worked for several firms, including Walnut Street Securities, Inc. and Capital Analysts, Incorporated. John has served as an attorney for over 30 years. John currently holds a Series 7, Series 24, Series 63, and Series 65 securities license. John's current firm is Cetera Investment Advisers LLC, a financial firm with over 16,000 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OK
06/29/2023 - Present
Cetera Investment Advisers LLC (WARR ACRES OK)
OK
12/08/2006 - 09/03/2013
WALNUT STREET SECURITIES, INC. (OKLAHOMA CITY OK)
OK
03/03/2003 - 07/25/2006
WALNUT STREET SECURITIES, INC. (OKLAHOMA CITY OK)
OH
07/19/2000 - 02/13/2003
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
TX
12/09/1999 - 07/18/2000
DOMINION INVESTOR SERVICES, INC. (MARBLE FALLS TX)
MO
10/21/1998 - 12/20/1999
FFP SECURITIES, INC. (CHESTERFIELD MO)
GA
03/31/1998 - 11/05/1998
WMA SECURITIES, INC. (DULUTH GA)
FL
06/19/1997 - 04/08/1998
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
CA
11/21/1996 - 06/26/1997
SAN CLEMENTE SECURITIES, INC. (SAN CLEMENTE CA)
MN
07/08/1994 - 02/29/1996
MIMLIC SALES CORPORATION (ST. PAUL MN)
GA
10/09/1991 - 08/05/1992
FSC SECURITIES CORPORATION (ATLANTA GA)
GA
09/20/1989 - 08/16/1991
FSC SECURITIES CORPORATION (ATLANTA GA)
IA
Issued 01/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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