Unclaimed
John Michael Donovan is a financial advisor with over 35 years of experience in the industry. John is currently registered with Stonex Financial Inc. and is also registered with the state of New Jersey. John previously worked at R. SEELAUS & CO., LLC, MESIROW FINANCIAL, INC., THE WILLIAMS CAPITAL GROUP, L.P., DREXEL HAMILTON, LLC, CANTOR FITZGERALD & CO., STERNE, AGEE & LEACH, INC., JANNEY MONTGOMERY SCOTT LLC, PIPER JAFFRAY & CO., J.P. MORGAN SECURITIES INC., LAZARD FRERES & CO., and CITICORP SECURITIES MARKETS, INC. John holds Series 3, 7, 52TO, 53 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/06/2022 - Present
Stonex Financial Inc. (NEW YORK NY)
NJ
03/12/2022 - 12/02/2022
R. SEELAUS & CO., LLC (Chatham NJ)
NY
11/12/2019 - 07/12/2021
MESIROW FINANCIAL, INC. (NEW YORK NY)
NY
01/04/2019 - 11/01/2019
THE WILLIAMS CAPITAL GROUP, L.P. (NEW YORK NY)
NY
06/26/2013 - 10/31/2018
DREXEL HAMILTON, LLC (NEW YORK NY)
NY
10/09/2012 - 04/24/2013
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
05/13/2009 - 10/08/2012
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
11/04/2008 - 05/28/2009
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
02/25/2003 - 09/24/2008
PIPER JAFFRAY & CO. (NEW YORK NY)
NY
05/01/2001 - 03/05/2003
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/15/1995 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/15/1992 - 11/02/1994
LAZARD FRERES & CO. (NEW YORK NY)
NY
04/23/1986 - 06/05/1992
CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)
BC
Issued 05/13/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/1986
Series 3 - National Commodity Futures Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Donovan is the right advisor for you? Invested Better is here to help.