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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Dolan is a registered investment advisor representative with New York Life Investment Management LLC. John Michael Dolan is also registered as an investment advisor representative in New Jersey. John Michael Dolan has been in the industry since 1997. John Michael Dolan has worked for several firms, including ALPS Distributors, Inc., BlackRock Investments, LLC, BlackRock Fund Distribution Company, Chase Investment Services Corp., and Lord Abbett Distributor LLC. John Michael Dolan holds the Series 7, Series 63, and Series 65 licenses. John Michael Dolan has been registered with New York Life Investment Management LLC since April 17, 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/17/2015 - Present
NEW York Life Investment Management LLC (NEW YORK NY)
NY
08/26/2013 - 04/17/2015
ALPS DISTRIBUTORS, INC. (RYE BROOK NY)
NJ
01/03/2012 - 08/20/2013
BLACKROCK INVESTMENTS, LLC (JERSEY CITY NJ)
NJ
01/28/2010 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (JERSEY CITY NJ)
NJ
04/15/2009 - 01/11/2010
CHASE INVESTMENT SERVICES CORP. (JERSEY CITY NJ)
NJ
06/07/2005 - 03/19/2009
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
NJ
03/18/1997 - 03/11/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IA
Issued 09/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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