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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Doherty is a financial advisor with Raymond James Financial Services Advisors, Inc. located in Pensacola, Florida. John Michael Doherty has been in the financial industry since September 14, 1972. John Michael Doherty holds licenses to conduct business in 22 states and has a broad range of experience. John Michael Doherty is a Registered Representative of Raymond James Financial Services, Inc., member FINRA/SIPC, and a Registered Investment Advisor Representative of Raymond James Financial Services Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
04/13/2021 - Present
Raymond James Financial Services Advisors, Inc. (Pensacola FL)
FL
10/21/2005 - 04/13/2021
WELLS FARGO CLEARING SERVICES, LLC (PENSACOLA FL)
MD
04/28/2000 - 10/25/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MO
08/25/1989 - 05/04/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
01/26/1987 - 09/23/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
09/20/1982 - 02/02/1987
THE ROBINSON-HUMPHREY COMPANY INC.
NA
02/24/1978 - 11/08/1982
DEAN WITTER REYNOLDS INC.
NA
04/11/1975 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
NA
11/28/1972 - 05/01/1975
R. ROWLAND & CO., INCORPORATED
NA
09/15/1972 - 12/16/1972
JIM BECHERER & CO.
BOTH
Issued 09/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/14/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 10/11/1982
PC - AMEX Put and Call Exam
BC
Issued 09/09/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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