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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Dierking is a financial professional with over 25 years of experience in the financial services industry. John Michael Dierking is currently registered with Stifel, Nicolaus & Company, Inc. in Nevada. Prior to joining Stifel, Nicolaus & Company, Inc., John Michael Dierking was employed at Thomas Weisel Partners LLC, BANC OF AMERICA SECURITIES LLC and Montgomery Securities. John Michael Dierking holds Series 7, Series 63, Series 65 and SIE licenses. John Michael Dierking has specialized in providing financial planning and investment advice to individuals, families, businesses, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
10/09/2013 - Present
Stifel, Nicolaus & Company, Inc. (RENO NV)
CA
08/27/1999 - 03/01/2012
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
10/01/1997 - 09/02/1999
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
09/06/1996 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
IA
Issued 10/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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