Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Diconza is a financial advisor at Wells Fargo Clearing Services, LLC. John has been working in the financial services industry for over 29 years and is registered with the state of Rhode Island as an Investment Advisor Representative. John also holds Series 63 and Series 65 licenses and has earned his Series 7 and SIE certifications. Prior to joining Wells Fargo Clearing Services, LLC, John was employed by Morgan Stanley, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, and VeraVest Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
03/01/2024 - Present
Wells Fargo Clearing Services, LLC (WORCESTER MA)
MA
06/01/2009 - 03/11/2015
MORGAN STANLEY (WORCESTER MA)
MA
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WORCESTER MA)
MD
07/15/2003 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MA
05/17/1995 - 07/11/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
NJ
07/18/1994 - 04/25/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 03/01/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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