Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Daly is a financial advisor with Manor Private Capital, LLC, located in Norwalk, CT. John has been in the industry since 1990. He is a registered representative in California, Connecticut, and New York. John holds Series 7, 24, 63, 79, 99, and SIE licenses. John has experience at Macquarie Capital (USA) Inc., Macquarie Corporate Finance (USA) Inc., and J.P. Morgan Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/06/2009 - Present
Manor Private Capital, LLC (Norwalk CT)
NY
05/30/2003 - 11/20/2008
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
09/24/2001 - 05/30/2003
MACQUARIE CORPORATE FINANCE (USA) INC. (NEW YORK NY)
NY
05/01/2001 - 08/03/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
03/20/1990 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 05/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/27/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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