Unclaimed
John Michael Curtin is a securities professional with experience in the financial industry. John is currently registered with Finalis Securities LLC and holds Series 63, Series 82TO, and SIE licenses. John has held previous roles at IOI Capital and Markets, LLC. John's expertise includes working with clients in California, Nevada, New Jersey, New York, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/01/2022 - Present
Finalis Securities LLC (New York NY)
TX
03/11/2022 - 06/08/2022
IOI CAPITAL AND MARKETS, LLC (HOUSTON TX)
BC
Issued 02/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2022
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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