Unclaimed
John Michael Cunningham has been in the financial services industry since August 5, 1995. John Michael Cunningham is currently registered with Empirical Research Partners LLC and is also registered with the state of New York. John Michael Cunningham was previously registered with Cowen and Company, Cowen Securities LLC, J.P. Morgan Securities Inc., Chase Securities Inc., Hambrecht & Quist LLC, and Donaldson, Lufkin & Jenrette Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
See schedule d - miscellaneous for explanation.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
See schedule d - miscellaneous for explanation.
1
2
NY
08/23/2023 - Present
Empirical Research Partners LLC (NEW YORK NY)
NY
03/07/2013 - 02/28/2018
COWEN AND COMPANY (NEW YORK NY)
NY
03/31/2008 - 03/25/2013
COWEN SECURITIES LLC (NEW YORK NY)
NY
06/14/2001 - 03/26/2008
COWEN AND COMPANY (NEW YORK NY)
NY
05/01/2001 - 06/13/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/05/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/01/2000 - 02/05/2001
CHASE SECURITIES INC. (NEW YORK NY)
CA
01/06/1997 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NJ
10/25/1993 - 04/12/1995
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
IA
Issued 06/06/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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