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John Michael Cunningham

Empirical Research Partners LLC

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About John Michael Cunningham

John Michael Cunningham has been in the financial services industry since August 5, 1995. John Michael Cunningham is currently registered with Empirical Research Partners LLC and is also registered with the state of New York. John Michael Cunningham was previously registered with Cowen and Company, Cowen Securities LLC, J.P. Morgan Securities Inc., Chase Securities Inc., Hambrecht & Quist LLC, and Donaldson, Lufkin & Jenrette Securities Corporation.

Firm Information

John Cunningham is currently registered with Empirical Research Partners LLC. Empirical Research Partners LLC is a Limited Liability Company formed in June 2002 and headquartered in New York. The firm provides various investment advisory services and has 20 investment adviser representatives and 21 registered representatives on staff. They are registered with the SEC and in the states of New York and Tennessee. You can learn more about Empirical Research Partners LLC on their website at https://www.empirical-research.com or follow them on Twitter at https://twitter.com/EmpiricalRP.

Not reported

Assets Under Management

516

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

see schedule d - miscellaneous for explanation.

See schedule d - miscellaneous for explanation.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

See schedule d - miscellaneous for explanation.

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John Cunningham’s Registration & Firm History

NY

08/23/2023 - Present

Empirical Research Partners LLC (NEW YORK NY)

NY

03/07/2013 - 02/28/2018

COWEN AND COMPANY (NEW YORK NY)

NY

03/31/2008 - 03/25/2013

COWEN SECURITIES LLC (NEW YORK NY)

NY

06/14/2001 - 03/26/2008

COWEN AND COMPANY (NEW YORK NY)

NY

05/01/2001 - 06/13/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/05/2001 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/01/2000 - 02/05/2001

CHASE SECURITIES INC. (NEW YORK NY)

CA

01/06/1997 - 02/01/2000

HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)

NJ

10/25/1993 - 04/12/1995

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

IA

Issued 06/06/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/02/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Michael Cunningham.
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