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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Cooney is a financial advisor with over 38 years of experience in the industry. John is currently registered with Osaic Wealth, Inc. and Osaic Institutions, Inc. in multiple states. John has experience in providing financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. John is dedicated to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
06/12/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
MN
10/20/2023 - 03/25/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
AZ
10/17/2023 - 10/20/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
NE
10/17/2023 - 10/20/2023
SECURITIES AMERICA, INC. (LAVISTA NE)
GA
10/17/2023 - 10/20/2023
TRIAD ADVISORS LLC (ATLANTA GA)
MN
09/20/2023 - 10/20/2023
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
CA
07/25/2016 - 09/23/2016
ESSEX NATIONAL SECURITIES, LLC (NAPA CA)
CA
04/14/1993 - 07/01/2016
ESSEX NATIONAL SECURITIES, LLC (NAPA CA)
CA
11/14/1987 - 04/26/1993
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
CA
01/15/1985 - 04/26/1993
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
IA
Issued 02/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2023
Series 4 - Registered Options Principal Examination
BC
Issued 09/20/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/20/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/20/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/20/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 09/03/1985
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 09/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/20/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/20/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 05/13/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/14/1985
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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