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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Clifford is an investment advisor representative who has been in the industry since 1995. John Michael Clifford is currently registered with LPL Financial LLC and has previous registrations with WELLS FARGO CLEARING SERVICES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and CITIGROUP GLOBAL MARKETS INC.. John Michael Clifford is licensed to provide financial and investment advisory services in California, Colorado, Connecticut, Florida, Georgia, Kentucky, Louisiana, Massachusetts, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, South Carolina, Texas, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/20/2024 - Present
LPL Financial LLC (NEW YORK NY)
NY
07/13/2012 - 03/21/2024
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
01/27/2006 - 07/17/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/06/2000 - 02/10/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/02/1995 - 10/09/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/09/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 09/29/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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