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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Cartolano is an investment advisor representative with Cetera Investment Advisers LLC. John has been active in the financial industry for over 34 years. John has a variety of licenses and registrations, including Series 6, 7, 22, 24, 52, 62, 63, and 66. John has also worked with firms such as LPL Financial LLC, Ameriprise Financial Services, Inc., Lawson Financial Corporation, and First Investors Corporation. Cetera Investment Advisers LLC is a financial services firm that provides financial planning, portfolio management, and other advisory services. The firm has a strong reputation and is known for its commitment to client satisfaction. John is a highly experienced and knowledgeable financial advisor who is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (SCOTTSDALE AZ)
AZ
09/26/2013 - 03/02/2020
LPL FINANCIAL LLC (SCOTTSDALE AZ)
AZ
08/17/2012 - 10/03/2013
AMERIPRISE FINANCIAL SERVICES, INC. (SCOTTSDALE AZ)
AZ
08/12/1993 - 09/07/2012
LPL FINANCIAL LLC (SCOTTSDALE AZ)
AZ
04/07/1989 - 09/07/1993
LAWSON FINANCIAL CORPORATION (PHOENIX AZ)
NA
06/09/1987 - 03/29/1988
FIRST INVESTORS CORPORATION
BOTH
Issued 2/14/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/24/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/1/1992
Series 7 - General Securities Representative Examination
BC
Issued 4/23/1990
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/30/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 6/5/1989
Series 52 - Municipal Securities Representative Examination
BC
Issued 6/8/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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