Unclaimed
John Michael Cartolano is a financial advisor with Cetera Investment Advisers LLC and Netvest Financial, LLC. John Michael Cartolano has been in the financial services industry since June 15, 1988 and is licensed in Arizona and Texas. John Michael Cartolano has a broad range of experience in the financial industry, with expertise in financial planning, pension consulting, portfolio management, and investment advisory services. John Michael Cartolano is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (SCOTTSDALE AZ)
AZ
09/26/2013 - 03/02/2020
LPL FINANCIAL LLC (SCOTTSDALE AZ)
AZ
08/17/2012 - 10/03/2013
AMERIPRISE FINANCIAL SERVICES, INC. (SCOTTSDALE AZ)
AZ
08/12/1993 - 09/07/2012
LPL FINANCIAL LLC (SCOTTSDALE AZ)
AZ
04/07/1989 - 09/07/1993
LAWSON FINANCIAL CORPORATION (PHOENIX AZ)
NA
06/09/1987 - 03/29/1988
FIRST INVESTORS CORPORATION
BOTH
Issued 02/14/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1992
Series 7 - General Securities Representative Examination
BC
Issued 04/23/1990
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/30/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/05/1989
Series 52 - Municipal Securities Representative Examination
BC
Issued 06/08/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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