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John Michael Carparelli

American Portfolios Financial Services, Inc.

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About John Michael Carparelli

John Carparelli is a financial advisor with over 30 years of experience in the financial services industry. John has worked with various firms during his career including PaineWebber Incorporated, Kidder, Peabody & Co. Incorporated, and Yamner & Co., Inc.. Currently, John is registered with American Portfolios Financial Services, Inc. in New York. John is a Series 7 and Series 63 licensed professional.

Firm Information

John Carparelli is currently registered with American Portfolios Financial Services, Inc.. American Portfolios Financial Services, Inc. is a corporation approved in April 1990, registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Carparelli’s Registration & Firm History

NY

09/12/2006 - Present

American Portfolios Financial Services, Inc. (HOLBROOK NY)

NY

01/04/2002 - 10/11/2004

POND EQUITIES (LAWRENCE NY)

NY

04/04/1996 - 11/12/2001

GILFORD SECURITIES INCORPORATED (NEW YORK NY)

NJ

01/28/1995 - 04/09/1996

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

12/18/1992 - 01/28/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NJ

12/19/1990 - 12/05/1992

YAMNER & CO., INC. (WALDWICK NJ)

NY

03/17/1989 - 09/24/1990

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

09/27/1988 - 03/10/1989

INVESTORS CENTER, INC. (HAUPPAGUE NY)

NA

03/24/1988 - 09/22/1988

D. H. BLAIR & CO., INC.

NA

03/24/1988 - 05/03/1988

BEURET & COMPANY, LTD.

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Licenses & Designations

BC

Issued 04/25/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Michael Carparelli.
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