Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Cardinali is a financial advisor with over 20 years of experience in the industry. John Michael is a Registered Options Principal and General Securities Principal. John Michael is currently registered with Raymond James & Associates, Inc. in New York. John Michael has worked for several prominent financial institutions including Guggenheim Securities, LLC, Barclays Capital Inc., Morgan Stanley & Co. Incorporated, Banc of America Investment Services, Inc., Citigroup Global Markets Inc., and Goldman, Sachs & Co. John Michael offers a range of financial services including financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/10/2018 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
06/16/2015 - 09/24/2018
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
04/06/2010 - 08/12/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/24/2006 - 03/16/2010
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
MA
10/27/2004 - 07/11/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
12/02/2002 - 07/20/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/12/1998 - 04/10/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 04/11/2008
Series 4 - Registered Options Principal Examination
BC
Issued 07/07/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/31/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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