Unclaimed
John Michael Byrne Sheehan has been in the securities industry since 1993. John Michael Byrne Sheehan is currently registered with Elevation, LLC and is active in the broker-dealer space. John Michael Byrne Sheehan is not currently registered with any investment advisor firms. In the past, John Michael Byrne Sheehan has been associated with Nomura Securities International, Inc., UBS Securities LLC, Credit Suisse Securities (USA) LLC, RBS Greenwich Capital, Bear, Stearns & Co. Inc., Merrill Lynch Government Securities Inc. ("MLGSI"), and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/25/2018 - Present
Elevation, LLC (New York NY)
NY
02/28/2013 - 04/12/2018
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
09/29/2010 - 11/23/2012
UBS SECURITIES LLC (NEW YORK NY)
NY
06/14/2005 - 09/30/2010
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
CT
02/12/2002 - 06/02/2005
RBS GREENWICH CAPITAL (STAMFORD CT)
NY
10/01/1993 - 02/22/2002
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
11/06/1992 - 09/22/1993
MERRILL LYNCH GOVERNMENT SECURITIES INC. ("MLGSI") (NEW YORK NY)
NY
09/03/1992 - 09/22/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2005
Series 3 - National Commodity Futures Examination
BC
Issued 08/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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