Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Brueggeman is an investment advisor representative at LPL Financial LLC, a firm with more than $50 billion in assets under management. John has over 28 years of experience in the financial services industry, having previously worked for Morgan Stanley DW Inc., PaineWebber Incorporated, McDonald & Company Securities, Inc., and Fidelity Brokerage Services, Inc. John is registered with FINRA and the SEC and holds the Series 7, Series 24, Series 63, and Series 65 licenses. John's specializations include: retirement planning, college savings, estate planning, insurance planning, and investment management. John has been a member of the LPL Financial LLC team since 2004 and is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
08/29/2013 - Present
LPL Financial LLC (CINCINNATI OH)
NY
02/22/2000 - 04/08/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
10/27/1997 - 02/28/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
OH
10/20/1995 - 10/30/1997
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
RI
03/08/1994 - 09/30/1994
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 12/16/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Brueggeman is the right advisor for you? Invested Better is here to help.
