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John Michael Braun

NEW York Life Investment Management LLC

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About John Michael Braun

John Michael Braun is a registered investment advisor representative with New York Life Investment Management LLC. John Michael Braun has been in the securities industry since February 4, 1995. John Michael Braun is registered with the state of New Jersey. John Michael Braun was previously registered with MetLife Securities Inc., Metropolitan Life Insurance Company, and Investors Associates, Inc..

Firm Information

John Braun is currently registered with NEW York Life Investment Management LLC. NEW York Life Investment Management LLC is an investment advisor based in NEW YORK, NY. It is a registered investment advisor with the SEC and has a total of 1123 accounts under management. The firm provides portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. Its assets under management are approximately $109,067,423,343. The firm participates in wrap fee programs.
NEW York Life Investment Management LLC

51 MADISON AVENUE

NEW YORK, NY 10010

$109.07B

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Braun’s Registration & Firm History

NJ

02/10/2022 - Present

NEW York Life Investment Management LLC (Manalapan NJ)

MA

05/31/1995 - 12/23/1997

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

05/31/1995 - 12/23/1997

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NJ

08/31/1994 - 02/17/1995

INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)

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Licenses & Designations

IA

Issued 09/22/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/22/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/13/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Michael Braun.
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