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John Michael Bongiovanni

Northwestern Mutual Investment Services, LLC

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About John Michael Bongiovanni

John Bongiovanni is an investment advisor with Northwestern Mutual Investment Services, LLC, with over 30 years of experience in the financial services industry. John has a strong track record of success in providing personalized investment advice to clients, helping them reach their financial goals. John is committed to providing his clients with the highest level of service and expertise. John is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative. John is also licensed to sell insurance in several states. John has a Bachelor of Science degree in Business Administration from the University of Wisconsin-Milwaukee.

Firm Information

John Bongiovanni is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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John Bongiovanni’s Registration & Firm History

PA

10/30/1989 - Present

Northwestern Mutual Investment Services, LLC (ERIE PA)

WI

03/27/1990 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 11/13/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/05/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2007

Series 7 - General Securities Representative Examination

BC

Issued 10/27/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Michael Bongiovanni.
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