Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Bennett is a financial advisor who has been in the industry since 2000. John is currently registered with RBC Capital Markets, LLC in Texas and Wisconsin. John has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, KCD Financial, Inc., Eliason Financial Group, LLC, Financial Network Investment Corporation, American Express Financial Advisors Inc., and IDS Life Insurance Company. John has passed the Series 63, 65, 7, 24, 52TO, 53, and 79TO exams. John specializes in portfolio management for businesses, individuals, and pooled investment vehicles, as well as financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
08/30/2019 - Present
RBC Capital Markets, LLC (Minocqua WI)
WI
07/07/2010 - 09/03/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MINOCQUA WI)
WI
04/14/2009 - 07/06/2010
KCD FINANCIAL, INC. (ST. GERMAIN WI)
WI
03/15/2004 - 05/26/2010
ELIASON FINANCIAL GROUP, LLC (ST. GERMAIN WI)
CA
07/14/2000 - 09/25/2003
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MN
07/28/1999 - 07/24/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/28/1999 - 07/24/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 05/11/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/29/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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