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John Michael Baxman

Litman Gregory Wealth Management, LLC

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About John Michael Baxman

John Baxman is a financial advisor with Litman Gregory Wealth Management, LLC. John has been in the industry since 1997 and specializes in providing financial advice for individuals, businesses, and charitable organizations. John is a Certified Financial Planner and holds Series 6, 7, 9, 10, 63, and 65 licenses. John has held previous positions with FIDELITY BROKERAGE SERVICES LLC and JOHN HANCOCK DISTRIBUTORS, INC.

Firm Information

John Baxman is currently registered with Litman Gregory Wealth Management, LLC. Litman Gregory Wealth Management, LLC is a wealth management firm based in Larkspur, CA. They provide portfolio management services for individuals, businesses, and charitable organizations. Their regulatory assets under management total $2,411,865,613.
Litman Gregory Wealth Management, LLC

1100 LARKSPUR LANDING CIRCLE

LARKSPUR, CA 94939

$2.41B

Assets Under Management

1

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Baxman’s Registration & Firm History

CA

01/14/2013 - Present

Litman Gregory Wealth Management, LLC (LARKSPUR CA)

CA

04/20/1998 - 08/13/2009

FIDELITY BROKERAGE SERVICES LLC (LARKSPUR CA)

MA

05/15/1997 - 04/09/1998

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 07/15/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/05/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/25/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/18/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/09/1998

Series 7 - General Securities Representative Examination

BC

Issued 05/05/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for John Michael Baxman.
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