Unclaimed
John Michael Bauers is a financial advisor with over 25 years of experience in the industry. John has held principal positions at various firms, including Edward Jones and Raymond James Financial Services. He currently works with LPL Financial LLC, where he provides financial planning and investment management services to individuals, families, and businesses. John's extensive experience and commitment to helping clients reach their financial goals make him a valuable resource for those seeking personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
09/16/2024 - Present
LPL Financial LLC (CANAL WINCHESTER OH)
MO
07/09/1997 - 11/12/2001
EDWARD JONES (ST. LOUIS MO)
BC
Issued 07/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/22/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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