Unclaimed
John Michael Ausley is a financial advisor associated with Thrivent Investment Management Inc., which is based in Minneapolis, Minnesota. John Ausley is licensed to advise clients in Florida, Georgia, Indiana, North Carolina, Ohio, Oregon, South Carolina, Tennessee and West Virginia. John Ausley has been in the financial industry since April 19, 2023 and specializes in financial planning and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
05/17/2023 - Present
Thrivent Investment Management Inc. (Raleigh NC)
BOTH
Issued 05/16/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/17/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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