Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Arthur is a financial advisor who has been in the industry since January 1980. John Michael Arthur is currently registered with Stifel, Nicolaus & Company, Inc. and has a branch office located in Little Rock, Arkansas. John Michael Arthur is also registered in Arkansas, California, Colorado, Florida, Georgia, Indiana, Kentucky, Mississippi, New Jersey, New Mexico, New York, South Carolina, Tennessee, Texas. John Michael Arthur has been previously registered with Sterne, Agee & Leach, Inc., STANFORD GROUP COMPANY, STILLPOINT WEALTH MANAGEMENT, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. John Michael Arthur offers a wide range of financial services, including financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
01/28/2021 - Present
Stifel, Nicolaus & Company, Inc. (LITTLE ROCK AR)
AR
03/11/2009 - 07/07/2015
STERNE, AGEE & LEACH, INC. (LITTLE ROCK AR)
AR
11/01/2006 - 03/18/2009
STANFORD GROUP COMPANY (LITTLE ROCK AR)
GA
10/22/2004 - 11/10/2006
STILLPOINT WEALTH MANAGEMENT, LLC (ATLANTA GA)
NY
01/19/1980 - 10/26/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/27/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 01/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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