Unclaimed
John Michael Altier is a financial advisor registered with Equitable Advisors, LLC. John has been in the financial services industry since 1992. John has worked with several financial institutions, including Cantor Fitzgerald & Co., CRT Capital Group LLC, UBS Securities LLC, Paine Webber Incorporated, BT Securities Corporation, LaSalle St Securities, L.L.C., and Drexel Burnham Lambert Government Securities Inc. John is currently registered as a registered representative in Connecticut and as an investment advisor representative in Connecticut, Florida, Maryland, New Jersey and New York. John holds the Series 3, 7, 9, 10, 63, and 65 licenses. John's specializations include financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
01/16/2025 - Present
Equitable Advisors, LLC (STAMFORD CT)
NY
06/01/2015 - 09/05/2017
CANTOR FITZGERALD & CO. (NEW YORK NY)
CT
09/15/2009 - 06/19/2014
CRT CAPITAL GROUP LLC (STAMFORD CT)
CT
04/25/2000 - 05/28/2009
UBS SECURITIES LLC (STAMFORD CT)
NJ
04/28/1997 - 05/05/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MD
04/11/1995 - 02/14/1997
BT SECURITIES CORPORATION (BALTIMORE MD)
NJ
10/24/1990 - 04/05/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IL
06/28/1989 - 11/26/1990
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
NA
06/12/1989 - 04/07/1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
IA
Issued 07/16/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/30/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/05/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1995
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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