Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Ahlfs is a financial professional with over 30 years of experience in the industry. John Michael has been registered with Piper Sandler & Co. since March 26, 1990. Previously, John Michael worked at Simmons & Company International from March 28, 2016 until May 23, 2016. John Michael holds a Series 7, Series 9, Series 10, Series 27, Series 63, Series 99TO and SIE license. John Michael has been a registered representative with Piper Sandler & Co. since 1990. John Michael specializes in analytical reports and public finance consulting programs and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
03/26/1990 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
MN
03/28/2016 - 05/23/2016
SIMMONS & COMPANY INTERNATIONAL (MINNEAPOLIS MN)
BC
Issued 06/18/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2007
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/21/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/23/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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