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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Emerson Morrison is a financial advisor at Wealthpenn.comllc with over 30 years of experience in the industry. John's expertise spans a variety of financial services, including portfolio management, financial planning and investment advisory. John is a registered representative in multiple states and holds various licenses and certifications including Series 7, 31, 63, and 65. John has served as a financial advisor at several prominent financial institutions, including Morgan Stanley & Co. Incorporated, UBS Financial Services Inc., Prudential Securities Incorporated, and Smith Barney Inc. John has extensive experience working with individual investors, high net worth individuals, charitable organizations, insurance companies, and other financial institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/01/2009 - Present
Wealthpenn.comllc (Purchase NY)
NY
02/11/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
01/03/2003 - 02/24/2009
UBS FINANCIAL SERVICES INC. (WHITE PLAINS NY)
NY
07/12/1995 - 01/16/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/02/1994 - 07/21/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
02/14/1992 - 05/04/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/25/1989 - 02/04/1992
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 1/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/3/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/20/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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