Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Melvin Surgant is a registered representative of Stifel, Nicolaus & Company, Inc., with over 40 years of experience in the securities industry. John is registered in 33 states for securities and in 2 states for investment advisory services. John has been with Stifel, Nicolaus & Company, Inc. since November 2002. Previous to that, John has also held positions at Prudential Securities Incorporated and Thomson McKinnon Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/27/2020 - Present
Stifel, Nicolaus & Company, Inc. (FRONTENAC MO)
NY
08/25/1989 - 07/31/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/05/1984 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
09/12/1983 - 08/31/1984
EDWARD D. JONES & CO., L.P.
NA
12/23/1981 - 08/09/1983
A. G. EDWARDS & SONS, INC.
IA
Issued 11/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/07/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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