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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn McKay is an investment advisor representative with LPL Financial LLC. John is registered with the state of California and Texas. John has been working in the financial services industry since January 22, 2001, and holds a variety of licenses and certifications, including Series 3, 6, 7, 9, 10, 31, and 66. John has worked with a number of firms in the past, including Morgan Stanley DW INC. and MONY Securities Corporation. John is also the owner of Compass Investment Consulting Group and McKay Consulting Group. John works with a variety of clients, including individuals, families, businesses, and institutions. John provides a variety of services to his clients, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/15/2019 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
01/22/2002 - 11/06/2006
MORGAN STANLEY DW INC. (SAN DIEGO CA)
NY
01/22/2001 - 01/18/2002
MONY SECURITIES CORPORATION (NEW YORK NY)
BOTH
Issued 03/16/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/23/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2004
Series 3 - National Commodity Futures Examination
BC
Issued 04/05/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 02/27/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/19/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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