Unclaimed
John McDowell is a financial advisor with Millennium Advisors, LLC. John has over 10 years of experience in the financial services industry. John holds the Series 7, 79, 63, and 24 licenses, as well as the SIE exam certification. John is registered with FINRA and the state of North Carolina. John has previously been employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
05/15/2024 - Present
Millennium Advisors, LLC (CHARLOTTE NC)
NC
04/03/2015 - 09/20/2017
MILLENNIUM ADVISORS, LLC (CHARLOTTE NC)
NC
11/01/2010 - 08/05/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
09/06/2010 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
BC
Issued 05/23/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2024
Series 24 - General Securities Principal Examination
BC
Issued 05/14/2024
Series 7TO - General Securities Representative Examination
BC
Issued 09/20/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/03/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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