Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Mccormack Kennedy is currently registered with Broadridge Business Process Outsourcing, LLC, a firm based in Newark, NJ. John has been a registered representative in the financial industry since 2001, and has worked with a number of firms including Moors & Cabot, Inc., Fidelity Brokerage Services LLC, and The Dreyfus Service Corporation. John holds the Series 6, Series 24, and Series 63 licenses, and has been actively involved in the financial industry for a substantial period of time.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
09/18/2017 - Present
Broadridge Business Process Outsourcing, LLC (Newark NJ)
NY
01/25/2013 - 09/11/2015
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC (NEW YORK NY)
NY
06/30/2008 - 06/01/2012
RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. (NEW YORK NY)
NJ
10/30/2006 - 05/02/2008
MOORS & CABOT FINANCIAL ADVISORS, LLC (SEA GIRT NJ)
NY
03/18/2002 - 05/01/2008
MOORS & CABOT, INC. (NEW YORK NY)
RI
12/21/2001 - 03/14/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NA
10/15/1993 - 07/06/1994
THE DREYFUS SERVICE CORPORATION
BC
Issued 10/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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