Unclaimed
John Mazzarella is a financial advisor with Fifth Third Securities, Inc. John has been in the securities industry since 2012. John is registered to offer securities in 17 states. John's previous employers include Citizens Securities, Inc., LPL Financial LLC and AXA Advisors, LLC. John's specialties include investment advisory services, financial planning, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MI
09/28/2020 - Present
Fifth Third Securities, Inc. (WEST BLOOMFIELD MI)
MI
09/07/2018 - 09/22/2020
CITIZENS SECURITIES, INC. (BIRMINGHAM MI)
OH
10/21/2014 - 09/13/2018
LPL FINANCIAL LLC (SOLON OH)
NY
01/10/2014 - 10/10/2014
PRINCOR FINANCIAL SERVICES CORPORATION (ROCHESTER NY)
NY
06/21/2012 - 11/19/2013
AXA ADVISORS, LLC (ROCHESTER NY)
BOTH
Issued 2/14/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/6/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/17/2016
Series 7 - General Securities Representative Examination
BC
Issued 6/20/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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