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John Mazzarella

Fifth Third Securities, Inc.

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About John Mazzarella

John Mazzarella is a financial advisor with Fifth Third Securities, Inc. John has been in the securities industry since 2012. John is registered to offer securities in 17 states. John's previous employers include Citizens Securities, Inc., LPL Financial LLC and AXA Advisors, LLC. John's specialties include investment advisory services, financial planning, and selection of other advisers.

Firm Information

John Mazzarella is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

4747 HAGGERTY RD

WEST BLOOMFIELD, MI 48323

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Mazzarella’s Registration & Firm History

MI

09/28/2020 - Present

Fifth Third Securities, Inc. (WEST BLOOMFIELD MI)

MI

09/07/2018 - 09/22/2020

CITIZENS SECURITIES, INC. (BIRMINGHAM MI)

OH

10/21/2014 - 09/13/2018

LPL FINANCIAL LLC (SOLON OH)

NY

01/10/2014 - 10/10/2014

PRINCOR FINANCIAL SERVICES CORPORATION (ROCHESTER NY)

NY

06/21/2012 - 11/19/2013

AXA ADVISORS, LLC (ROCHESTER NY)

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Licenses & Designations

BOTH

Issued 2/14/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 3/6/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/17/2016

Series 7 - General Securities Representative Examination

BC

Issued 6/20/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for John Mazzarella. Review regulatory record here.
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