Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Mayer Simon is a securities professional with over 50 years of experience in the industry. John is currently registered with Allen & Co. LLC in New York, NY. John has passed the Series 79TO, Series 7TO, and SIE exams and is also a Series 24 and Series 00 Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/19/1972 - Present
Allen & Co. LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/15/1972
Series 00 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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