Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Maxwell Fricker is a financial advisor who has been in the industry since 2013. John is currently registered with Equitable Advisors, LLC and is licensed to provide financial advice in Florida. Previously, John has worked for Lion Street Financial, LLC, Pruco Securities, LLC, and Vanguard Marketing Corporation. John holds Series 7, 7TO, 63, 66, and SIE licenses. John is committed to providing comprehensive financial planning services, including portfolio management for individuals and businesses, pension consulting, educational seminars, and the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/26/2024 - Present
Equitable Advisors, LLC (FT. LAUDERDALE FL)
FL
01/04/2022 - 08/26/2024
LION STREET FINANCIAL, LLC (PALM BEACH GARDENS FL)
FL
08/10/2020 - 12/23/2021
PRUCO SECURITIES, LLC. (West Palm Beach FL)
NC
08/06/2013 - 10/07/2014
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BOTH
Issued 02/01/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/05/2020
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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