Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Maxwell Allen is a financial advisor with over 40 years of experience in the industry. John is currently registered with Cetera Investment Advisers LLC in Georgia and Texas. John has previously worked for firms such as VOYA FINANCIAL ADVISORS, INC., METLIFE SECURITIES INC., and NYLIFE SECURITIES INC. John holds Series 63, 66, 7, and 6 TO licenses and has a Chartered Financial Consultant designation. John offers financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars to individuals, businesses, and other entities. John is also a part owner of Legacy Financial Advisors, an independent insurance agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
06/29/2023 - Present
Cetera Investment Advisers LLC (ROSWELL GA)
GA
03/17/2000 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (ROSWELL GA)
MA
07/21/1999 - 03/23/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/21/1999 - 03/23/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
02/02/1999 - 06/25/1999
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
10/22/1982 - 01/21/1999
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 7/10/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/15/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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