Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Mauro is a financial advisor with over 30 years of experience in the industry. John is currently registered with Wells Fargo Securities, LLC in North Carolina. Prior to that, John worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclay Investments, Inc., E D & F Man Capital Markets Inc., Navigate Advisors, Newedge USA, LLC, Blaylock & Partners, L.P., McDonald Investments Inc., Schonfeld Securities, LLC, Warburg Dillon Read LLC, and Merrill Lynch Government Securities Inc. John holds Series 3, 7, 55, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
03/20/2023 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
10/03/2016 - 03/08/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/08/2014 - 03/31/2015
BARCLAY INVESTMENTS, INC. (NEW YORK NY)
NJ
05/06/2013 - 02/06/2014
E D & F MAN CAPITAL MARKETS INC. (LITTLE SILVER NJ)
NJ
04/04/2011 - 04/12/2013
NAVIGATE ADVISORS (LITTLE SILVER NJ)
NY
01/04/2000 - 04/05/2011
NEWEDGE USA, LLC (NEW YORK NY)
NY
03/30/1999 - 03/19/2001
BLAYLOCK & PARTNERS, L.P. (NEW YORK NY)
OH
10/18/1999 - 12/14/1999
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
08/25/1998 - 02/08/1999
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
03/06/1995 - 07/31/1998
WARBURG DILLON READ LLC (NEW YORK NY)
NY
01/25/1990 - 02/22/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/25/1987 - 02/22/1995
MERRILL LYNCH GOVERNMENT SECURITIES INC. ("MLGSI") (NEW YORK NY)
BC
Issued 09/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2000
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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