Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Maurice Negrete is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Napa, California. John has over 13 years of experience in the financial services industry. John has previously worked with Kestra Investment Services, LLC, LPL Financial LLC and M Holdings Securities, Inc. John has a Series 7 and Series 66 licenses. He is also licensed in 17 states including California, Texas, Florida, Georgia, Kansas, Massachusetts, Nevada, New Jersey, North Carolina, South Carolina, Tennessee, Utah and Washington. John is a specialist in retirement planning, college savings, estate planning and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/16/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NAPA CA)
CA
01/14/2016 - 11/09/2018
KESTRA INVESTMENT SERVICES, LLC (LAFAYETTE CA)
SC
11/18/2015 - 01/26/2016
LPL FINANCIAL LLC (FORT MILL SC)
CA
10/04/2012 - 11/18/2015
M HOLDINGS SECURITIES, INC. (LAFAYETTE CA)
CA
07/01/2010 - 10/01/2012
M HOLDINGS SECURITIES, INC. (TORRANCE CA)
BOTH
Issued 11/15/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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