Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Mattia is a financial professional with over 5 years of experience in the securities industry. John currently works at Rothschild & Co. US Inc., where they hold a Series 7, Series 79, Series 63, Series 7TO, and Series 79TO license. Prior to joining Rothschild & Co. US Inc., John was employed at HSBC Securities (USA) Inc. and Deutsche Bank Securities Inc. John is registered in 53 states and holds a Series 63 license and five product licenses. John Mattia has been active in the financial services industry since November 10, 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/08/2023 - Present
Rothschild & Co. US Inc. (NEW YORK NY)
NY
06/20/2018 - 08/27/2021
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
10/19/2016 - 05/07/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 12/01/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/08/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/19/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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