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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Matthew Szymanski is a financial advisor who has been in the industry since 1983. John is currently registered with Wells Fargo Clearing Services, LLC and has been with them since 2009. Prior to Wells Fargo Clearing Services, LLC, John has worked for several other firms including First Union Capital Markets Corp., Prudential Securities Incorporated, Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc, Oppenheimer & Co., Inc., and Smith Barney, Harris Upham & Co., Incorporated. John holds the Series 3, 7, 31, 63, 65, and SIE licenses. John is a registered Investment Advisor in New Jersey and Texas. John specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/16/2010 - Present
Wells Fargo Clearing Services, LLC (PARAMUS NJ)
NC
11/08/1996 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
02/15/1990 - 11/15/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/07/1988 - 02/27/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
10/15/1986 - 03/07/1988
E. F. HUTTON & COMPANY INC
NA
04/28/1986 - 10/07/1986
OPPENHEIMER & CO., INC.
NA
08/23/1983 - 05/01/1986
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 11/12/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 10/08/1987
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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