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John Matthew Riley

TCP Asset Management, LLC

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About John Matthew Riley

John Matthew Riley is a financial advisor with over 28 years of experience in the industry. He currently works at TCP Asset Management, LLC. John is registered with the state of Ohio and Texas as an Investment Advisor Representative. Prior to his current role, John held positions at various financial institutions, including Securities America, Inc. and NFP Advisor Services, LLC. John is dedicated to providing personalized financial planning and investment management services to individuals and businesses.

Firm Information

John Riley is currently registered with TCP Asset Management, LLC. TCP Asset Management, LLC is an investment advisor registered with the SEC and located in UPPER ARLINGTON, OH. They manage approximately $641,790,572 in assets for 3,634 clients, including individuals, corporations, and high-net-worth individuals. They provide portfolio management services for both individuals and businesses, as well as financial planning and pension consulting. They do not have a wrap fee program.
TCP Asset Management, LLC

5000 HORIZONS DRIVE

UPPER ARLINGTON, OH 43220

$641.79M

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor's fees

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John Riley’s Registration & Firm History

OH

02/22/2022 - Present

TCP Asset Management, LLC (UPPER ARLINGTON OH)

OH

01/29/2015 - 10/28/2016

SECURITIES AMERICA, INC. (COLUMBUS OH)

OH

03/08/2013 - 01/22/2015

NFP ADVISOR SERVICES, LLC (DUBLIN OH)

OH

08/03/1994 - 01/17/2013

G & W EQUITY SALES, INC. (DUBLIN OH)

GA

04/08/1993 - 05/27/1994

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 07/13/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/29/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/07/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Matthew Riley. Review regulatory record here.
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