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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Matthew Palko is a financial advisor with over 20 years of experience in the financial services industry. John is a Certified Financial Planner™ professional and has a wide range of experience in portfolio management, financial planning, and pension consulting. He is currently registered with Capital Investment Advisory Services, LLC in North Carolina. John has been with Capital Investment Advisory Services, LLC since 2018, and prior to that, John worked at BB&T Securities, LLC. John is committed to providing his clients with personalized financial advice that meets their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
01/05/2018 - Present
Capital Investment Advisory Services, LLC (CHARLOTTE NC)
NC
01/02/2013 - 12/14/2017
BB&T SECURITIES, LLC (CHARLOTTE NC)
NC
10/28/2005 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (CHARLOTTE NC)
MD
05/25/2000 - 11/04/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
08/17/1999 - 05/26/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 06/08/2001
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/18/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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