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John Matthew Maunsell

Mesirow Financial, Inc.

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About John Matthew Maunsell

John Matthew Maunsell is a financial professional with over 30 years of experience in the industry. John is currently registered with Mesirow Financial, Inc., a firm with a strong reputation in the financial services industry. John holds a wide range of securities licenses, including Series 7, Series 52, Series 52TO, and SIE, demonstrating his expertise in a variety of financial products and services. John's experience includes working with RBC Dain Rauscher Inc., Cantor Fitzgerald & Co. and ABN AMRO Incorporated. John is registered in several states, including California, Florida, Illinois, Iowa, Massachusetts, Michigan, Minnesota, New Jersey, New York, Ohio and Pennsylvania.

Firm Information

John Maunsell is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Maunsell’s Registration & Firm History

IL

12/15/2014 - Present

Mesirow Financial, Inc. (CHICAGO IL)

IL

01/28/2008 - 12/09/2014

CANTOR FITZGERALD & CO. (CHICAGO IL)

IL

02/01/1999 - 02/21/2008

RBC DAIN RAUSCHER INC. (CHICAGO IL)

CT

11/11/1994 - 02/08/1999

ABN AMRO INCORPORATED (STAMFORD CT)

IL

10/06/1993 - 11/28/1994

ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/26/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1993

Series 7 - General Securities Representative Examination

BC

Issued 03/10/1987

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Matthew Maunsell.
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