Unclaimed
John Matthew Maunsell is a financial professional with over 30 years of experience in the industry. John is currently registered with Mesirow Financial, Inc., a firm with a strong reputation in the financial services industry. John holds a wide range of securities licenses, including Series 7, Series 52, Series 52TO, and SIE, demonstrating his expertise in a variety of financial products and services. John's experience includes working with RBC Dain Rauscher Inc., Cantor Fitzgerald & Co. and ABN AMRO Incorporated. John is registered in several states, including California, Florida, Illinois, Iowa, Massachusetts, Michigan, Minnesota, New Jersey, New York, Ohio and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
12/15/2014 - Present
Mesirow Financial, Inc. (CHICAGO IL)
IL
01/28/2008 - 12/09/2014
CANTOR FITZGERALD & CO. (CHICAGO IL)
IL
02/01/1999 - 02/21/2008
RBC DAIN RAUSCHER INC. (CHICAGO IL)
CT
11/11/1994 - 02/08/1999
ABN AMRO INCORPORATED (STAMFORD CT)
IL
10/06/1993 - 11/28/1994
ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)
BC
Issued 10/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1993
Series 7 - General Securities Representative Examination
BC
Issued 03/10/1987
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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