Unclaimed
John MacArthur is an investment advisor representative with WCM Investment Management. John has been in the industry since 1995. John is currently registered in California and Texas. Prior to joining WCM Investment Management, John worked for various firms, including Grand Distribution Services, LLC, Southlake Capital, L.L.C., American Securities Group, INC., Templeton/Franklin Investment Services,INC., Templeton Funds Distributor, INC. and Van Kampen Merritt INC. John is licensed to sell securities and provide investment advice in California. John is also licensed to sell securities in 52 other states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Provide model portfolio recommendations to other investment advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
02/08/2023 - Present
WCM Investment Management (LAGUNA BEACH CA)
WI
01/20/2012 - 12/31/2012
GRAND DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
NY
07/21/2005 - 03/27/2006
SOUTHLAKE CAPITAL, L.L.C. (NEW YORK NY)
NC
06/20/2001 - 07/21/2003
AMERICAN SECURITIES GROUP, INC. (CHARLOTTE NC)
CA
04/15/1992 - 05/01/2000
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. (SAN MATEO CA)
FL
04/04/1991 - 09/13/1991
TEMPLETON FUNDS DISTRIBUTOR, INC. (ST. PETERSBURG FL)
TX
10/30/1990 - 01/09/1991
VAN KAMPEN MERRITT INC. (HOUSTON TX)
BC
Issued 10/30/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/23/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2016
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 01/19/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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